The Linear Aspects of Syntax: Ideas for Your

Conlangs

Autor: Douglas Ball

MS-Datum: 07-23-2012

FL-Datum: 10-01-2012

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Syntax: Ideas for Your Conlangs.”
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The Linear Aspects of Syntax:
Ideas for Your Conlangs⇤ †

Douglas Ball

Abstract

As part of an effort to encourage conlangers to explicate the syntaxes of their languages,
this paper discusses several of the most common linear order generalizations found in natural
languages. Among those discussed are the linear order generalizations surrounding heads, Die
order of verbal arguments, ordering of elements with certain information statuses, and ordering
by “weight”.

Einführung

In many descriptions of conlangs on the web, the section on word order (or syntax, more generally)
is rather short and not all that detailed. While this could have a number of different causes, Das
paper operates on the premise that providing more information about how (a subpart) of syntax
works in natural languages could help conlangers to ﬁnd ways to extend and elaborate their syntax
sections.

As I see it, this paper could be utilized in one of two ways. For conlangers interested in creating
natural language-like conlangs, this paper provides details that are ripe for “importation” into your
conlang(s). For conlangers interested in stretching the boundaries of language—whether through
alien languages or interesting thought experiments—this work will provide you with a primer of
what not to do. Außerdem, it gives you some language parameters that you can play with to alter
and stretch the boundaries of what we know and think about language.

⇤This paper is a non-trivially revised version of my talk “Conlanging and the Linear Aspects of Syntax” from the
ﬁrst Language Creation Conference in 2006. I appreciate the questions and the comments raised by the participants
of that conference that ultimately improved this paper. Ursprünglich, this talk also discussed the ideas of linearization
Theorie, as found in frameworks like some versions of Head-driven Phrase Structure Grammar (HPSG) (Sag, Wasow,
Bender 2003 is a general introduction; Gazdar and Pullum [1981] offer an accessible introduction to linearization
Theorie), some versions of Lexical-Functional Grammar (LFG) (Bresnan 2001), and Categorial Grammar (insbesondere
as proposed by Dowty 1995). While these theories still inform this paper, the original theoretical discussion has been
removed.

†This paper was originally put together in summer 2009.

In revising it in 2012, I have just corrected minor
errors, but otherwise left it as is. This also means that the examples of Skerre are a bit dated, but they remain as a
documentation of this particular version of the language.

1.1 Why Linearization?

The question arises why I should be focusing on the linear aspects of syntax. This focus derives
from what seem to be some basic properties of all natural languages. The limits on what natu-
ral languages can package into a single word (which exist for some currently unknown reason)
necessitate that the information be spread out temporally and, Meistens, across many
words. Infolgedessen, all natural languages have multiword expressions. Mit anderen Worten, there is
no language where a word like havem means “We were surprised that they came over to our house
last weekend for the party.” Certainly, there are languages like the Caddoan language Wichita that
can jam quite a bit into a word, as exempliﬁed in (1):

(1)

Wichita
kiya:k´ıriw´a:cParasarikitaPah´ı:riks
(die)An-
kiya:ki-
QUOT.AOR.3-
COLL-
‘He brought the large quantity of meat up to the top.’

riwa:c-
big-

ri-
PORT-

Paras-
meat-

kita-
top-

Pa-
come-

hir´ı:k-
ITER-

s
IPFV

(Rood 1976, 65)

But even in Wichita, while sentences can potentially be just one word, not all of the sentences are
just one word long. To express particular meanings, more than one word must be used. This can
be seen in (2), which includes the word in (1) in a sentence:

(2)

Wichita
wa:cParPa kiya:k´ıriw´a:cParasarikitaPah´ı:riks niya:hkw´ırih.
riwa:c-
wa:cParPa
big-
squirrel
(h)irih
die-
von:k-
PL-
wood-
LOC
‘Squirrel brought the large quantity of meat up to the top of where the tree was.’ (Rood
1976, 266)

kiya:ki-
QUOT.AOR.3-
wi-
stand.upright-

(die)An-
COLL-

ri-
PORT-

Pa-
come-

hir´ı:k-
ITER-

Paras-
meat-

na-
PTCP-

s
IPFV

kita-
top-

So as long as there are sequences of words in natural language, there has to be some sort of
linear order to them. Und tatsächlich, the discipline of syntax, as modernly conceived, is at least
partly devoted to characterizing the linear orders in natural languages and trying to come up with
explanations for their patterning.

Und, Tatsächlich, most syntactic theories utilize more elaborated data structures than just the “pure”
linear order in their proposed understanding of natural language syntax. But to keep the discussion
at a more basic level, I will focus on linear order generalizations and leave a full elaboration
of why the generalizations are what they are for another venue. I encourage interested readers,
obwohl, to seek out works that do discuss possible explanations of generalizations; some places to
look include those given in the references section.

1.2 Plan of the Paper

Dieses Papier, however ambitious it may seem to be, cannot tackle the whole of the problem of
linear ordering in natural language in one fell swoop. Deshalb, I focus on four “case studies” of
linearization generalizations. These generalizations cover some of the most pervasive and common
linear order patterns in natural languages, und so, I hope, will be of the most interest to conlangers.

The ﬁrst concerns the linearization of the central word of a group of words—what is called the
“head”—and the other words related to it, its dependents. The second concerns the linearization
of the dependents, in particular a subject known as arguments, internal to themselves. The third
concerns the role of information structure—how new or old to the discussion a linguistic expres-
sion is—in linear ordering generalizations. Fourth, I discuss the interesting behavior of “heavy”
phrases—expressions with lots of words—within clauses.

2 Heads and Linear Ordering

A notion that has emerged as a particularly useful one for the study of syntax—one that occurs in
various guises in various frameworks—is the notion of “head.” And as it turns out, one use for the
notion of head is in linear ordering generalizations. So I begin the “case studies” by examining
heads and their linear order generalizations.

2.1 About Heads

What exactly, obwohl, is a head? As the metaphorical use of the body part term “head” indicates,
the head is the central part of a group of words. This term, like so many in linguistics, has its
controversies, and in some cases, analysts are divided about exactly what the correct head is (oder
if a single one should be recognized). Es gibt, obwohl, some reasonably reliable heuristics for
determining what the head is (wenn überhaupt) among a group of words.1

Trask (1993, 125) deﬁnes a head as “[t]hat element of a constituent that is primarily responsible
for the syntactic character of the constituent.” This is probably not the most transparent deﬁnition,
so let me consider what it means in more depth. If this element is primarily responsible for the
syntactic character of its larger unit, it stands to reason that if a word requires other words around
it to have particular forms (daher, determining a part of the syntactic character of the unit), then it
is probably a head. (This criterion is called the criterion of subcategorization.) On this criterion,
verbs and prepositions (or postpositions), welche, in some languages, require other words to have
particular case forms, must be heads.

Außerdem, if one part of the phrase is primarily responsible for the syntactic character of the
phrase as a whole and some phrases are comprised of single words and some phrases are comprised
of multiple words, then the single words must be the heads of this kind of phrase (the criterion of
distributional equivalence). So, in phrases like swam and washed the car, the verb must be
the head, because only a single verb (like swam) can appear in the same syntactic locations as the
more elaborated phrase (z.B. washed the car). Notice that the car, andererseits, cannot appear
appear in the same syntactic locations as washed or swam. So, this criterion is almost paramount
to saying that the head is the only obligatory member of the phrase.

The above criteria of subcategorization and distributional equivalence give the most uniform
results. Aber, two more criteria have been put forth. One is the locus of morphosyntactic mark-
ing. Grundsätzlich, this criterion says that the word that is inherently inﬂected (das ist, it does not agree
with another word) for case, tense, aspect, Geschlecht, usw. is the head. Aber, this criterion must
be treated with caution because, in some instances in some languages, the morphological exponent

1This discussion here has been greatly informed by the discussion in Beavers 2003. Besonders, the criterion

names are all taken verbatim from this source.

of case, tense, aspect, Geschlecht, usw. appears in a location deﬁned with the respect to the edge of the
phrase, not on the head (Perhaps the best known instance of this is the English possessive ’s, welche
goes at the end of an NP, not on the head noun). There is also the criterion of semantic charac-
terization. To apply this criterion, one looks at the semantics of the unit. Since washed the car
describes an event of washing and not a kind of car, the head must be washed. This last criterion
is most likely to give a result that differs from the earlier criteria.

On the whole, these criteria generally point to the same sort of words in various expressions.
So, the head of a sentence is a ﬁnite verb (John has written a book), the head of prepositional
phrase is a preposition (in the night). the head of a verbal unit is the verb (washed the car), und,
perhaps most controversially, the head of a nominal expression is a noun (the computer).2 And
it appears that roughly equivalent words behave as the heads of roughly equivalent phrases across
languages, insomuch as the same phrase types recur across languages.

2.2 Head Linear Order Generalizations

The interesting linear order generalization with regard to heads is that languages tend to consis-
tently place them at one peripheral part of the phrasal unit. So, phrases can either be character-
ized as head-initial or head-ﬁnal. Außerdem, most languages are reasonably consistent across
the headed phrases within the language. The relatively strong consistency underlies several of the
famous word order universals proposed by Greenberg (1963).

To see the consistency, let me consider two examples. My conlang Skerre is an example of the

head-initial type, as shown in (3) (heads bolded):

(3)

Phrase Type
Clause

Adpositional Phrase

Noun Phrase

Skerre
Ehosi tsa keriyos a hantsi
PFV.eat ERG man ABS meat
te wiyet
LOC boat
yaak i arik-he
father GEN friend=1SG.POSS

Translation
‘The man ate the meat’

‘on the boat’

‘father of my friend’

Im Gegensatz, Turkish is very consistently head-ﬁnal, as shown in (4) (heads again bolded):

(4)

Phrase Type
Clause

Adpositional Phrase

Noun Phrase

Turkish
Ben sizi g¨ord ¨um.
1SG.NOM 2SG.ACC see.PRET
altı saatten sonra
six hour.ABL after
radyonun sahibi
radio.GEN owner

Translation
‘I saw you’

‘after six hours’

‘owner of the radio’

(Examples from Thomas 1967, 42, 87, 60)

While a lot of languages are more or less reasonably consistent (Englisch, Zum Beispiel, is pretty
consistently head-initial), some languages are “mixed.” One of the more famous examples is Ger-

2Certain frameworks, most notably late Government and Binding Theory as well as the Minimalist Program,
adopt the view that the determiner is the head of nominal expressions like the computer. Beavers 2003 offers a nice
discussion of the issues and reasons to think that both the determiner and the noun exhibit some head-like properties.

man (and other Germanic languages). Hier, the ﬁnite verb appears in second position in main
clauses,3 while main verb appears ﬁnally in these clauses, as in (5):

(5)

Deutsch
[hat
Er
3SG.M.NOM
have.3SG
‘He bought the book.’

[das
DEF.ACC

Buch
book

gekauft]].
buy.PPTCP

(Graves 1990, 103)

In (5), hat is the ﬁnite verb. It is initial in its phrase, demarcated by the outside brackets. Aber,
the subject is even further to the left, making the verb second in the sentence. The main verb is
gekauft in (5). It is ﬁnal in its phrase, marked by the inner brackets. Also, in both cases, the head
appears on an edge of its phrase, but other parts of the sentence obscure this to a degree, und das
two kinds of verbal groupings differ in which edge is chosen.

While German shows that languages need not be precisely uniform in their placement of heads
(und, Tatsächlich, this “mixed pattern” has been quite diachronically stable, as these patterns have
existed in Germanic languages for well over 1,000 Jahre), the fact remains that most languages are
relatively consistent in their placement. The places where head-initial/head-ﬁnal splits occur are
not currently very well-understood, but it seems that a split between main and subordinate clauses
(like in German) and occasional splits between clausal and adpositional elements (see Dryer 2008
for discussion of data and some possible causes of the splits) are among the most frequent, innerhalb
this relatively rare phenomenon.

3 Ordering of Verbal Arguments

Turning away from heads, let us look at the ordering generalizations related to the non-heads,
speciﬁcally the subset called “arguments”4. A working deﬁnition of an argument is an obligatory
dependent of some head. Besonders, I focus on arguments of verbs, because just about every
verb in every language has at least one argument, und somit, the behavior of verbal arguments has
been well-studied.

3.1 Prominence Among Arguments

An important insight about verbal arguments is that, for many syntactic and semantic purposes,
they are not equal. A means of understanding their unequalities is via the notion of prominence
(see Levin and Rappaport Hovav 2005, CH. 6 for further discussion of this idea). The idea then is
that some arguments are more prominent—semantically-salient— than others and this allows them
more ‘privileges’, semantically and also syntactically.

The most prominent arguments are those that instigate the action: what roughly can be con-
sidered to be agents. The least prominent arguments are those that are altered or affected by the
Aktion: what roughly could be called patients. An important thing to keep in mind about the notion

3German syntax adds further wrinkles in subordinate clauses and questions/imperatives. In subordinate clauses,
the ﬁnite verb is ﬁnal and main verbs are penultimate. In questions and imperatives, the ﬁnite verb is strictly initial;
there is no initial subject. For the sake of brevity, I do not discuss these further wrinkles in depth.

4The linguistic term derives from the term from logic. This is due to the fact that logical formalisms were used
and continue to be used for describing semantics, and linguistic arguments are arguments—in the logical sense—of
logical predicates.

of prominence is that it is relative; even if a particular argument is not exactly the most prototypical
agent, it can still be said to be more prominent than another argument, such as a patient.

Agent and patient do not exhaust the possible relationships an argument can have with a pred-
icate. There are also the indirectly affected arguments in three-place predicates, like the recipient
in a giving-event. Within the linguistics literature, there is a fair amount of controversy about what
level of prominence they should be given. Recipients are sometimes treated as just being below
agents in prominence; other times, they are treated as being the least prominent, below even pa-
tients. The data that considered below will just feed this controversy: they give evidence in both
Wegbeschreibungen.

3.2 Linear Ordering Generalizations with Arguments

Unlike the ordering of heads, the linear ordering generalizations with arguments do not appear to
be quite so particular to individual languages. Stattdessen, there is an overall tendency, given in (6):

(6)

More Prominent Arguments
“More prominent arguments appear to the left of less prominent arguments”

Less Prominent Arguments

This left-to-right order seems to hold regardless of where the head is placed. Außerdem, Die
tendency in (6) plays out in different ways in different kinds of languages. In (most) languages
with ﬁxed word order (along the lines of English), the order in (6) is the only order possible.
In languages with freer word order (along the lines of Russian), the order shown in (6) is the
most pragmatically unmarked order. Because (6) is a tendency, there are, Natürlich, exceptions.
Aber, many of the exceptions are cases where information status considerations come into play
(siehe Abschnitt 4). Seltener, other considerations (such as those noted in section 5) also create
exceptions to (6).

Let me illustrate (6) with two brief case studies: one involving the orders found in the Germanic
Familie, and the other concerning the orders found in the Taiwanese Austronesian language, Seediq.

3.2.1 Case Study 1: the Germanic Family

The Germanic family is one that has both ﬁxed word order languages and freer word order lan-
guages, so it provides an excellent opportunity to illustrate how (6) plays out in both kinds of
languages. In this subsubsection, the examples will all be of giving-events, so there will be three
arguments to worry about: the giver or Agent NP, the thing given or Patient NP, and the entity
receiving the gift or Recipient NP.5

Within the Germanic family, the ﬁxed word order languages require the order in (7):

(7)

Agent NP
“The Agent NP precedes the Recipient NP, welche, im Gegenzug, precedes the Patient NP”

Recipient NP

Patient NP

In (8), there is an Agent NP, Jan; An
One such ﬁxed word order Germanic language is Dutch.
recipient NP, zijn vader; and a Patient NP, het boek. Als (8) shows, these three arguments appear in
the order expected from (7); the head of the subordinate clause—bolded—is ﬁnal:

5All examples in this subsubsection are given as subordinate clauses, to illuminate the differences that would be

obscured by using main clause examples.

(8)

Dutch
dat
…
…
Das
„… that Jan gives his father the book’

Jan
(Name)

vader
Vater

boek
book

het
DET

zijn
his

geeft.
gives

Paul Kiparsky, class handout

Fitting with the characterization of Dutch as a ﬁxed word order language, all other orders of Jan,
zijn vader, and het boek are unacceptable.

Moving to another ﬁxed word order Germanic language, Swedish, we can see that the place-
ment of the head does not matter for (7). In contrast to Dutch, Swedish allows for (und, Tatsächlich,
requires) verb-medial subordinate clauses. Noch, when we consider the translational equivalent of
(8) in Swedish, we get the same order of arguments as Dutch, even though the head is in a different
position (second in the clause—bolded). This is shown in (9):

(9)

Swedish
att
…
Das
…
„… that Jan gives his father the book ’

Jan
(Name)

far
Vater

ger
gives

boken.
book-DET

sin
his

Paul Kiparsky, class handout

Als (9) shows, Swedish has the order that (7) leads us to expect. All other orders of Jan, sin far,
and boken are unacceptable in Swedish.

Turning to a freer word order Germanic language, we consider German. Beﬁtting German’s
status as a freer word order language, the order Agent NP
Patient NP from (7) Ist
not required. But this order is the least pragmatically marked order in German. This means that the
order Agent NP
Patient NP can appear in the largest number of contexts and this
arrangement of arguments has the fewest “extra” meanings; examples of the “extra” meanings I
mean here would include the sense of “emphasis” given to a particular argument in English when it
is intonationally stressed (JAN gave his father the book) or occurs after the verb BE in constructions
like It is JAN that gave his father the book.

Recipient NP

The translational equivalent of (8) und (9) also exists in German; it is given in (10) (note
that German patterns with Dutch and has the phrase-ﬁnal head—bolded in (10)—in subordinate
clauses):

(10)

Deutsch
seinem
dass
…
…
his.DAT
Das
„… that Jan gives his father the book’

Jan
(Name)

Vater
Vater

das
DET.NEUT.ACC

Buch
book

gibt.
gives

Paul Kiparsky, class handout

Aber, in contrast to Dutch and Swedish, all other orders of Jan, seinem Vater, and das Buch
are possible. But only the order shown in (10) is the contextually unmarked “neutral” word order:
neither Jan, seinem Vater, nor das Buch is being contrasted with other words and this order can
appear in the largest number of contexts.

Also, this brief Germanic case study seems to suggest two things about linear order in natural
languages. Erste, the order of arguments is not particularly dependent on where the head verb
Ist. Zweite, the required orders in ﬁxed word order languages appear to mirror the pragmatically
“neutral” orders of freer word order languages.

3.2.2 Case Study 2: Seediq

The Germanic data are interesting, but taken by itself, it could just be an interesting fact about
that family. Also, to show that some of the general principles discussed above in section 3.2.1 apply
elsewhere in the world’s languages, I move to a discussion of Seediq, an Austronesian language
spoken in Taiwan. This is not to suggest that the syntax of Seediq is particularly close to that of the
Germanic languages; quite a few of the details are signiﬁcantly different. Tatsächlich, the differences
here will also allow us to see an example of one general type of exception that I mentioned earlier:
exceptions to (6) often are due to “conﬂicting” information structure considerations.

Seediq is a typical western Austronesian language. Its heads are rigidly initial in their phrases.
Zusätzlich, all of its verbs have different forms that indicate that a particular argument NP has a
special syntactic status. The particular NP is called the trigger6 and the verb forms are known as
foci in the literature on Seediq.7 In Seediq, the trigger is marked by the prenominal word ka. Der
ka-phrase is required to be clause-ﬁnal, regardless what focus form the verb is in. This is shown in
(11); Die (An) example has the Agent Focus (AF) form while the (b) example has the Patient Focus
(PF) bilden:

(11)

Seediq

An.

huling
Qmita
see.AF
dog
‘Pawan sees a dog’

ka
KA

Pawan.
(Name)

b. Wada=mu

PRET.AUX=1SG.GEN
‘Pawan was seen by me’

qtaun
see.PF

ka
KA

Pawan.
(Name)

(Holmer 1996, 58)

Aside from the ka phrase, Seediq NPs follow the generalization from (6) that more prominent
arguments appear to the left of less prominent arguments. So, in Seediq, the prominence-based
order holds in just a particular region of the clause: between the verb and the trigger (und, nec-
essarily, excludes the trigger). A further quirk (mentioned earlier) is that the recipient and patient
appear in Seediq in the reverse order from the Germanic family. Deshalb, Statt (7), Seediq
has the order in (12):

(12)

(Patient NP)

(Agent NP)
“The Agent NP precedes the Patient NP, which precedes the Recipient NP,
which precedes, ﬁnally, the Trigger.
The only requirement is that there must be a Trigger at the end of the sen-
tence; all other NPs are, grundsätzlich, optional”

(Recipient NP)

Trigger NP

Seeing the full pattern in (12) is a bit tricky, because verbs in Seediq that would have the requisite
four arguments—an Agent, a Patient, a Recipient, and a Trigger—are either rare or non-existent.
But we can see the pattern composited from two examples. The ﬁrst, given in (13), has the Agent
NP (the giver, ka Awi) as the trigger. The other two NPs are in order Patient NP (italicized)
Recipient NP (underlined):

6So called because it appears, Mindestens, to trigger a certain verb form.
7Other Austronesian languages have the same phenomenon, but in the discussions of them, the term ‘voice’ is used

stattdessen.

(13)

Seediq
Wada
PRET.AUX
‘Awi gave Pawan a house.’

mege
give.AF

sapah
house

Pawan
(Name)

ka
KA

Awi.
(Name)

(Holmer 1996, 79)

In the second (14), the Recipient NP (the gift-getter) is the trigger. The other two NPs are in the
Patient NP (both parts underlined):8
order Agent NP (italicized)

(14)

Seediq
Bniqan=mu
give.PRET.LF=1SG.GEN
‘I gave my clothes to him’

lukus
Kleidung

In
1SG.GEN

heya
3SG.NOM

(Holmer 1996, 79)

These patterns are not unique to Seediq; the same sort of ordering facts (including the placement of
the trigger) are found in other rigid word order Austronesian languages, such as Malagasy (Pearson
2005).

The above brief exploration of the grammar of Seediq reveals two further things. Erste, Die
patterns found in the Germanic family do not seem to be isolated to the Germanic family; Die
general tendency found in (6) is also found in Seediq. Zweite, Jedoch, the grammar of Seediq
has particular complications not found in the Germanic family: the interaction between the verb
form and the trigger, and the rigidity in where the ka-phrase occurs.9

Information Status Ordering

Bis jetzt, I have discussed the linear ordering tendencies found with respect to heads and with argu-
ments. But another common basis of linear order generalizations in natural languages is informa-
tion status. What is information status, you might wonder? It is a property of phrases, having to
do with their informational position in the current conversation, Rede, or written text. This boils
down to whether the phrase is new information, old information, re-introduced old information,
usw. The study of the information status is fraught with controversies over terms and the proper
classiﬁcation of the requisite information status categories. For the present purposes, I will try to
avoid the bulk of the controversies (see Chafe 1976; Prince 1981; Gundel 1988; Lambrecht 1994;
Engdahl and Vallduv´ı 1996, unter anderen, for more discussion) and deal with the simple facts
surrounding only two information statuses. I will deﬁne them as in (15):

(15)

Thema: What has been under discussion, discourse old (aka “theme”)
Focus: New information, often contrastive (aka “rheme,” “comment”)

The linearization generalization, which appears to be universal,10 is given in (16):

8Ideally, the example in (14) would have the agent and recipient as non-pronominals, Weil (An) pronominals
independently have a tendency to appear early in clauses and (b) in Seediq, the so-called “genitive” pronouns must
appear after the ﬁrst item in the clause. But Holmer 1996 does not give examples that would avoid these potential
confounds.

9In the interest of full disclosure, the ka-phrase ordering phenomenon in Seediq does bear some resemblance to the

topic-ﬁrst phenomenon found in at least some Germanic languages.

10There is another commonly discussed information status often called antitopic, which usually appears at the end

of sentences. An example would be He is a good linguist, that guy, where that guy is the antitopic.

(16)

Focus

Thema
“Phrases with a topic information status precede those with the focus information status”

This pattern presents itself in several languages. It seems especially common in languages where
verb-ﬁnal order is either the most frequent or is required in declarative main clauses. I will use the
Basque language of the Pyrenees to illustrate.

In Basque, it is most usual to end a clause with a main verb followed by an auxiliary. An

example of this is given in (17):

(17)

Basque
Hemen
Hier

bizi
live
Verb

da.
AUX.3SG
Auxiliary

‘She lives here.’

(King and Olaizola Elordi 1996, 18)

Moving backwards in the clause, the focus information status element (including all content ques-
tion words like the translational equivalents of who, what, wo, Wann, usw.) must immediately
precede the verb. An example showing both a question word and a non-question NP focus is given
in (18):

(18)

Basque
Nor
zen
WHO
AUX
‘Who came? John came.’

– Jon
John

etorri
come

zen.
AUX

(King and Olaizola Elordi 1996, 204)

In the ﬁrst clause of (18), nor ‘who’ is the focus element, since the question word has to be the
new element or it won’t be a sensical question. So nor has to come before the main verb, etorri. In
the second clause of (18), Jon is the new information, since it is the answer to the question. So,
Jon must come before the main verb in this clause.

Continuing our Benjamin Button-esque trip through the Basque clause, the last generalization
is precisely the one given already in (16): the topic element must precede the focus. Ein Beispiel
of this sort of ordering in Basque is given in (19):

(19)

Basque
zidan.
Ni-ri,
I-DAT
AUX
‘JON explained that to me.’

Jonek
Jon.ERG

azaldu
explain

(Hualde and Ortiz de Urbina 2003, 460)

In (19), niri ‘to me’ appears in an initial, intonationally-separate phrase, a common place for topics.
The sense of (19) is probably more like “As for me, Jon explained that to me;" das ist, returning to
something of relevance to the speaker, it was Jon that explained that particular thing to that speaker.
Patterns very similar to the ones found in Basque are also found in the rigidly verb-ﬁnal Turkish
(Hoffman 1998), the generally verb-medial Hungarian (Kiss 1995), and the reasonably free word
order Australian Aboriginal language Warlpiri (Legate 2002).

The generalization in (16) also manifests itself in verb-initial languages. Tzotzil, a Mayan
language spoken in Mexico exempliﬁes this. In Tzotzil clauses, as in many Mayan languages,
the arguments usually follow the initial verb. Aber, in some specialized constructions, Tzotzil
allows both topic elements and focus elements to appear before the verb. When both a topic and

a focus appear before the verb, they appear in that order, in line with (16). An example of this is
given in (20). Note that all Tzotzil initial topics require the pre-phrase word a. The context (in
English translation) is given in (20a) so the relative oldness and newness of the topic and focus of
(20b) can clearly be seen:

(20)

Tzotzil

An.

Context:
Once there was an orphan. The orphan suffered greatly. Whatever the master’s
children ate, they ate ﬁrst. They drank ﬁrst.

ti
DET

Ein
ch’ak’bat.
was.given
TOP
‘It was leftovers that the poor girl was given’

sovra
leftovers

tzeb-e
girl-ENC

prove
poor

(Aissen 1992, 51)

As the context shows, the orphan is introduced early in this (short) Diskurs, so the coreferential
phrase ti prove tzeb ‘the poor girl’ clearly qualiﬁes as a topic. Sovra ‘leftovers’ is clearly new to the
discourse in (20b), so it qualiﬁes as a focus. Given these information statuses, the order in (20b) Ist
precisely expected from (16).

So, the Tzotzil data reveals that the generalization in (16) seems to hold when topics and
foci are clearly not in their canonical positions (as you may recall, normally, all arguments follow
the verb in Tzotzil), in addition to when the topics and foci seem like they are in more “normal”
positions, as in the Basque examples above.

The Tzotzil data also shows the information status-based ordering can be found in all kinds of
languages. Außerdem, contrasting the patterns in Tzotzil with Basque brings out an important
point about the nature of information status-based ordering. In a language such as Basque with
focus order
fairly rich morphology (especially either case or agreement morphology), the topic
appears “unadorned”, that is without any additional specialized collection of words. When special
information statuses need to be highlighted in more analytical languages, there is an additional
collection of words. Besides Tzotzil, English offers an example, zu, in the form of cleft sentences.
In a cleft sentence like It is linear ordering that we’re talking about, the “extra” it is is needed to
contrast the newer information linear ordering with other possible bits of information.

5 Ordering by “Weight”

The ﬁnal linear ordering phenomenon I want to address in this paper is what I will call ordering by
“weight”. The notion of “weight” deals with the amount of linguistic material in a given phrase.
The key unit of “weight” is “heavy”: heavy phrases either consist of a large number of words or
involve a complex structure, such as several relative clauses or other subordinate clauses. For a
great many of the cases, it is difﬁcult to decide if the large number of words or the structural com-
plexity is the deﬁning quality of these phrases, because the two are highly correlated. (Deciding
on this matter will not end up being relevant for our purposes.) In addition to heavy phrases, manche
linguists have also explored generalizations about light phrases, which are usually deﬁned as sin-
gle word phrases, perhaps phonologically dependent on another phrase. Aber, it is not so clear
what is going on with light phrases and, aside from noting that they often occur near heads, I will
not discuss them further in this paper.

The most well-established ordering by weight generalization is that heavy phrases appear at
Heavy, where X is any non-heavy phrase.11 This occurs in English.
the end of clauses; that is X
Als (21) shows, a complex NP like some friends that John had brought to the party is much better
at the end of the sentence, as in the (An) example, as opposed to in the usual object “slot” between
the verb and the prepositional phrase (shown in the (b) example):

(21)

Englisch

An.

I introduced to Mary some friends that John had brought to the party.
?I introduced some friends that John had brought to the party to Mary.
(Hawkins 1990, 228)

Aber, this linear order generalization is not speciﬁc to English or the Germanic family. It
has instantiations around the world, in languages with otherwise very different word order patterns.
One such language is the Boumaa dialect of Fijian. In this language, the canonical order has the
verb ﬁrst and the doer of the action at the end; daher, Boumaa Fijian has Verb–Object–Subject
(VOS) word order. This is shown in (22):

(22)

Boumaa Fijian
[An
rai-ca
E
3SG
see-TR
ART
‘The old person saw the child.’

gone]
child

[An
ART

qase].
old.person

(Dixon 1988, 243)

Yet if the verb takes a complex argument, such as a complement clause, that argument must appear
at the end of the clause. This is exactly what happens in (23), where the complement clause ni o
ira sana mai ’abati Boumaa appears at the end of a clause:

(23)

Boumaa Fijian
V-S-Heavy
tu’u-na
E
sa-na
INCP-FUT
tell-TR
3SG
‘Tui Waini’eli said that they would come and invade Boumaa.’

Tui Waini’eli]
(title)

[Weder
COMP

mai
Hier

o
ART

[o
ART

ira
3PL

mai
come

’aba-ti
invade-TR
(Dixon 1988, 243)

Boumaa].
(place)

This phenomenon also occurs in Basque, providing an interesting twist to its word order. Als
mentioned in section 4, the main verb and auxiliary usually end a Basque clause (I call this the
verbal complex in the examples below). The other arguments follow the Germanic order of (7), als
shown in (24):

(24)

Basque
Bestellung: Agent–Recipient–Patient–Verbal Complex
[ekarri
[Ene
bring
my
‘My father brought mother a red skirt.’

[amari]
mother.DAT

aitak]
father.ERG

gorria]
red.DET

[gona
skirt

dio].
AUX

(Hualde and Ortiz de Urbina 2003, 448)

Yet when a Basque verb takes a complement clause, the complement clause appears at the end of
the sentence. This is shown in (25), with the complement clause Mikelek erlojua galdu duela:

11This phenomenon sometimes is called Heavy-NP Shift, a term that dates from early transformational grammar,

where it was proposed that these phrases underwent a transformation that moved them to the end of the clause.

(25)

Basque
Bestellung: Agent–Verbal Complex–Heavy Phrase
[Mikelek
[Jonek]
(Name).ERG
(Name).ERG
‘Jon said that Mikel lost the watch.’

erlojua
watch

[esan
sagen

du]
AUX

galdu
lose

duela].
AUX.COMP

(Hualde and Ortiz de Urbina 2003, 452)

Basque, dann, is an interesting case. In English and Boumaa Fijian, when a heavy phrase appears at
the end of a clause, it is still appearing where other arguments appear, even if it is not the ordinary
spot for that kind of argument. Aber, in Basque, the heavy phrase appears at the end of the
clause, which is not where other arguments appear.

The apparent switch from verb-ﬁnal order to verb-medial order with a heavy phrase raises the
question of whether the Basque pattern is always how verb-ﬁnal languages work and whether the
opposite of X
Heavy ever occurs. In Japanese, some ostensibly heavy phrases are claimed to

appear clause-initially, as in (26):

(26)

japanisch

An.

An]
Das

kekkonsita
married

John-ga
(Name)-NOM

[Kinoo
yesterday
‘Mary said that John got married yesterday.’
?[Mary-ga]
kekkonsita
(Name)-NOM
married
‘Mary said that John got married yesterday.’

John-ga
(Name)-NOM

[kinoo
yesterday

[Mary-ga]
(Name)-NOM

[itta].
sagte

An]
Das

[itta].
sagte

(Hawkins 1990, 231)

But there is some controversy over whether this is the same sort of “heavy shift” that occurs in
Englisch, Boumaa Fijian, and Basque or an independent information status-related phenomenon.
Depending on what is ultimately decided about these Japanese examples (see Yamashita and Chang
2001 for an interesting discussion), the generalization about having heavy phrases at the end might
not be a strict universal. Dennoch, it appears that “heavy at the end” is an extremely common
phenomenon.

6 Concluding Thoughts

In this paper, I have discussed four different areas of notable linear ordering generalizations in
natural languages: ordering of heads, ordering of arguments, ordering of information statuses, und
ordering by weight. Not all of these proved to have universal patterns, but I hope to have illus-
trated that the existing variation in natural languages appears to be relatively small. Heads seem
to always be at the edge of their phrase. They most often are at the same edge throughout a given
language, although some languages allow different head locations in different kinds of phrases.
The arguments, andererseits, typically are ordered in the same way—in order of decreasing
prominence—regardless of the location of the head. Und, interessant, the most pragmatically un-
marked orders in freer word order languages and the required orders in rigid word order languages
appear to be the same (except for the issue regarding the order of recipients and patients). Der
information status order also exhibits a kind of prominence asymmetry, with the older, womöglich
more accessible, information appearing before the newer information. Endlich, heavy multiword
phrases have a preponderance for appearing at the end of clauses.

This relatively narrow window of variation in natural languages, deshalb, leaves a lot open
for some interesting (if not completely naturalistic) konstruierte Sprachen. A language that always
puts its heads in the second position of the clause? A language where focus must precede topic?
A language where all the light elements go to the edges, leaving the heavy stuff in the middle? All
these things—and more—await possible exploration!

Noch, even if your conlanging style keeps you pretty close to natural languages, the topics cov-
ered here still leave many things to decide: where will your language(s) put its heads, will your
language(s) have special topic and focus constructions, which order of patients and recipients will
your language(s) employ? And as the many footnotes and hedges indicate, this paper also has
just provided an introduction to the linear order phenomena in natural languages: there’s more to
uncover and once the facts have been sorted out, more details to decide about and to implement.
The linguistics literature is one place to look for more, but I would not count out learning much
about languages from primary (and near primary) sources: grammars, teaching materials, und, von
course, speakers themselves. Also, I hope this work has done its part in intriguing you about linear
order generalizations and provides motivation for increasing the description of your conlang’s (oder
conlangs’) Syntax.

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